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Regulatory Compliance Officer (f/m/d)

Date: 07-May-2019

Location: Luxembourg, L, LU

Company: Deutsche Börse Group

Group Company: Regis TR Luxembourg

Regulatory Compliance Officer (f/m/d) 

Full-time | Permanent


Field of activity

REGIS-TR S.A. is seeking to fill the position of Regulatory Compliance Officer located in Luxembourg. The Compliance Office supports Regis-TR’s trade repository services.

REGIS-TR, the European central trade repository, was launched in 2010 as a joint venture between Clearstream, the International Central Securities Depository (ICSD) and Iberclear, the Spanish Central Securities Depository (CSD). It collects and administers details of derivative transactions reported by its clients to provide market regulators and participants with a reporting hub for all manner of transaction reporting resulting from current and future regulatory initiatives such as EMIR, FinfraG, SFTR etc.


Reporting relationship

The Regulatory Compliance Officer reports to Chief Compliance Officer (CCO) of REGIS-TR.



  • Support the Compliance Team, to ensure the compliance of company with all applicable laws and regulations, such as EMIR, FinfraG and SFTR
  • Identify and keep up to date and inventory of relevant laws, regulations and standards
  • Ensure that the Compliance policies, procedures and the monitoring plan are defined/updated whenever required;
  • Advise and assess on policies and procedures implemented by the company
  • Execute the compliance monitoring program, assessing that all processes and activities are in line with the requirements applicable to the services provided by the company
  • Identify compliance relevant situations associated with the company’s current and proposed future business activities
  • Report and monitor all compliance relevant topics identified
  • Assist the CCO to provide specialised skills and guidance to management
  • Design and present compliance trainings for employees on compliance topics tailored to the business activity of the company;
  • Advice on KYC reviews and risk assessments on prospective clients
  • Liaising with supervisory authorities where necessary;

Qualifications/required skills

  • Holder of a university degree in Law, Business Administration, Finance or similar
  • Advanced degree or professional certifications in the field of Compliance considered as a plus
  • Experience in relevant regulatory compliance areas or similar of at least 3 years
  • Strong analytical skills and attention to detail
  • Good organizational skills to ensure accurate and complete documentation of decision making
  • Communication and negotiation skills, including ability to present complex matters in a clear and comprehensive way
  • Strong individual initiative, the ability to work well in a team that may include representatives from a range of business areas, and high-level commitment and motivation
  • High degree of professionalism and the ability to independently complete complex projects
  • Willingness to travel
  • Familiarity with MS Office applications; experience with monitoring, database, or research software would be a plus
  • Proficiency in written and spoken English a must; knowledge of Spanish would be considered an advantage

Dedication, team and communication skills, flexibility as well as competent handling of MS Office applications round out your profile. There are numerous good reasons to work for us: responsibility at an early stage, attractive social benefits, an international working environment and a broad variety of career opportunities. Applications from disabled persons are welcome.

Are you interested in working with a pleasant and very dedicated team? Convince us with an appealing application. Please use our online application portal.

Deutsche Börse Group, Human Resources

Keywords: compliance