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Compliance Officer (f/m/d)

Date: 14-Apr-2019

Location: Luxembourg, L, LU

Company: Deutsche Börse Group

Group Company: Clearstream Banking Luxembourg

Compliance Officer (f/m/d) 

Full-time | Permanent

 

Field of activity

The Compliance Function works closely with the individual business units and group control functions to ensure compliance with national and international laws and regulations applicable to the various units of the Deutsche Börse Group and its business activities. The compliance function has a proactive role in the identification of possible compliance or reputational risks, including those that may arise in connection with new activities and products. Clearstream Compliance works in partnership with Group Compliance which is responsible in defining group-wide compliance policies, supports their uniform application within the group entities, and provides centralised services to prevent money laundering and terrorist financing, international financial sanctions, anti-corruption; data protection, and the prevention of conflicts of interest and related securities law requirements.

 

Located in Luxembourg you will assist the CCO in strengthening compliance controls over the organisational and technical measures across the business areas of the specific legal entity, as one component of a broader compliance approach across the Deutsche Börse Group and Clearstream Sub-Group

 

Tasks/responsibilities

  • Carry out controls as a 2nd Line of Defense on controls carried out by the business areas as 1rst Line of Defense. Focus is on Clearstream Banking as securities settlement system and central securities depository
  • Prepare, develop and maintain relevant risk analysis including risk based derivation of respective control measures
  • Support and supervise the business areas regarding coordination and closing of findings identified by Compliance or as results of internal or external audits
  • Prepare reports on the control measures
  • Monitor regulatory requirements and market practices
  • Advise the business areas on compliance questions
  • Develop and apply Compliance policies relevant for the business areas and monitor their implementation
  • Inform and train employees on compliance topics

 

Qualifications/required skills

  • University degree in economics, finance or law or a relevant comparable qualification
  • Knowledge of the relevant regulatory requirements applicable to group entities
  • Several years of relevant practical experience in Finance, Compliance or an investigating or supervising authority
  • Experience as external auditor, internal audit or on Compliance controls would be helpful
  • Strong analytical skills
  • Attention on detail and organizational skills
  • Communication and negotiation skills, including ability t present complex matters in a clear and comprehensive way
  • Strong individual initiative, high level commitment and motivation
  • Proficiency in written and spoken English is required. French or German is a strong plus.


Dedication, team and communication skills, flexibility as well as competent handling of MS Office applications round out your profile. There are numerous good reasons to work for us: responsibility at an early stage, attractive social benefits, an international working environment and a broad variety of career opportunities. Applications from disabled persons are welcome.

Are you interested in working with a pleasant and very dedicated team? Convince us with an appealing application. Please use our online application portal.


Deutsche Börse Group, Human Resources
www.deutsche-boerse.com

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