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Regulatory Coordination Compliance Officer (f/m/d)

Date: 06-Mar-2019

Location: Frankfurt am Main, HE, DE

Company: Deutsche Börse Group

Group Company: Deutsche Börse AG

Regulatory Coordination Compliance Officer (f/m/d) 

Full-time | Permanent

 

Field of activity

You are working in our team of Compliance and Regulatory specialists who are taking care of various topics related to the supervision of the companies of Deutsche Börse Group by various national and international supervisory bodies. The companies of Deutsche Börse Group are subject to a multitude of regulations of various countries in their capacities as financial market infrastructures, credit institutions or investment firms. Located in our headquarters in Frankfurt/Eschborn you will coordinate Compliance activities between Group Compliance and Local Compliance of the various group entities to assure group-wide application of contingent Compliance standards.

You will also act as first point of contact for the local Compliance Officers of the various group entities in order to manage the day-to-day fulfilment of regulatory obligations. Further, you will govern the dialogue with the various national and international regulators and supervisors of the group and assure necessary reporting to the Chief Compliance Officer of Deutsche Börse Group.

In addition, you will be involved in performing impact analyses of new regulatory requirements and support their group-wide implementation. You will also ensure that comments and statements on relevant consultations are being prepared. In a dynamic environment with growing regulatory challenges as well as product and process innovations, you will be an essential link between business units and supervisors from the point of development to the practical implementation both in the business areas and among colleagues in the Compliance Functions on group and local level. 

You, as a dedicated Compliance Specialist, will support local and Group Senior Compliance Management to comply with applicable regulatory frameworks, especially focussed on requirements relating to banking regulations.

 

Tasks/responsibilities

  • On-going dialogue with local Compliance Functions of  group entities and coordination of Compliance activities between Local and Group Compliance
  • Management of the day-to-day relationship with various (international) supervisory authorities of the group entities of Deutsche Börse Group
  • Analysis of new regulatory requirements and management of implementation of those in the various companies of Deutsche Börse Group
  • Analysis of regulatory requests as well as tracking and coordinating regulatory correspondence
  • Consultancy / support of projects / initiatives with relation to regulatory topics

 

Qualifications/required skills

  • University degree in law with a focus on capital markets / banking law or university degree in business administration or economics majoring in banking
  • Minimum of 3 years of relevant professional experience in the field of financial regulation and banking supervision or in auditing of banks
  • Alternatively: Examination as a banking clerk and at least 5 years of relevant professional experience in regulatory matters
  • Good knowledge of relevant regulatory legislations, dedicated knowledge on regulatory requirements applicable to Financial Market Infrastructure like CSDR and CPSS-IOSCO PFMI would be an asset
  • Preferably experience in the interaction with competent and supervisory authorities
  • High level of initiative, commitment and motivation
  • Strong conceptual and methodological skills
  • Ability to work in a team and in a matrix organisation within a multicultural and multi-location, international environment
  • Very good German and English language skills in both speaking and writing; preferably also in French


Dedication, team and communication skills, flexibility as well as competent handling of MS Office applications round out your profile. There are numerous good reasons to work for us: responsibility at an early stage, attractive social benefits, an international working environment and a broad variety of career opportunities. Applications from disabled persons are welcome.

Are you interested in working with a pleasant and very dedicated team? Convince us with an appealing application. Please use our online application portal.


Deutsche Börse Group, Human Resources
www.deutsche-boerse.com

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