Compliance Officer - Securities Compliance (f/m/d)

Please note that this position is limited for 2 years.

Your area of work:

Are you passionate about doing meaningful work that strengthens trust in global financial markets? Do you thrive in a collaborative environment where expertise meets team spirit?
Then we would love to welcome you to our dynamic, international, and forward thinking Compliance community at Deutsche Börse Group!

At Deutsche Börse AG, Group Compliance serves as both the Compliance function of Deutsche Börse AG and the umbrella organization for the Compliance division of Deutsche Börse Group (DBG). You will work closely with various business units and group control functions to ensure adherence to national and international laws and regulations applicable to different entities of DBG and their business activities.
 
We anticipate compliance and reputational risks, shape group-wide policies, and drive processes that protect markets from financial crime, market abuse, corruption, and regulatory breaches.
From data protection to conflicts of interest and sanctions rules – and many more topics – Group Compliance acts as a trusted partner, empowering the business to navigate complex regulations with confidence and responsibility.
 
Joining us means gaining insights into international financial markets through various Compliance tasks and becoming part of a team working with passion, precision, and a strong sense of teamwork and collaboration in an excellent working atmosphere.

Your responsibilities:

We are looking for a motivated and enthusiastic Compliance Officer – Securities Compliance who is eager to grow, contribute ideas, and make an impact in one of the world’s leading market infrastructure providers.

In this role, you will be a key contributor to safeguarding the integrity of our markets. Your responsibilities include the support of:

• Monitoring legal and regulatory obligations, official requirements, and market practices – especially regarding the prevention and detection of market abuse (MiFID/MiFIR, MAD/MAR, etc.).
• Developing, shaping, and maintaining group-wide compliance policies.
• Advising business units across Deutsche Börse Group on compliance matters and requirements.
• Compliance risk assessments and control activities within the 2nd line of defense.
• Internal and external audits and following up on findings.
• Preparation of reports for management, committees, and correspondence with regulators.
• Regular and ad-hoc risk analyses and contributing to employee trainings.

Your profile:

What makes you stand out for this role:

• A degree in law, economics, or comparable professional training in a relevant field.
• At least 3 years of experience in the financial industry.
• Strong analytical and organizational skills with great attention to detail.
• Excellent communication and presentation skills – able to translate complexity into clarity.
• A proactive, motivated way of working combined with reliability, integrity, and team spirit.
• Fluency in German and English as well as confidence using MS Office.

Even better if you have:

• Experience in securities or capital markets compliance.
• Knowledge of key regulatory frameworks (MiFID/MiFIR, MAD/MAR, CSDR, EMIR, BMR, KWG, WpHG, WpIG, MaComp, MaRisk, etc.).