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Compliance Officer External Findings Management (f/m/d)

Date: 17-Feb-2019

Location: Frankfurt am Main, HE, DE

Company: Deutsche Börse Group

Group Company: Eurex Clearing AG

Compliance Officer External Findings Management (f/m/d) 

Full-time | Permanent


Field of activity

The Regulation & Compliance team aims to ensure the compliance of Eurex Clearing with regard to internal and external regulations. The aim is to protect Eurex Clearing from any harm, which could result from failures to comply with applicable laws and regulations. Therefore, we monitor and on regular basis assess the adequacy and effectiveness of the measures put in place to avoid potential conflicts of law issues. Here, we work in close cooperation with Deutsche Börse Group Compliance. We also advise and assist the people responsible to carry out the CCP services to comply with the CCP's obligations under the applicable regulations.

Regulation & Compliance is expanding its current mandate and establishing a control function with regard to the management of external findings. The position is involved in the validation of measures to address findings raised by external auditors, regulators and national competent authorities for Eurex Clearing AG. In your role as Compliance Officer with the focus on external findings management, you will constantly liaise with the operational business, having a high exposure to the Senior Management of Eurex Clearing AG. Furthermore, you will support a sustainable development of the organisation in order to strengthen the implemented safeguards to prevent findings in the future.



  • Support in the external audit management process and the analysis of respective findings
  • Provide quality assurance for action plan concepts and timeframes addressing externally identified findings
  • Follow up on action plan status and development of measures implementation
  • Perform monitoring procedures on the appropriateness and effectiveness of the implemented measures
  • Regular reporting to the Executive Board of Eurex Clearing AG on measure implementation status
  • Support the group-wide management reporting on the follow up of regulatory and statutory audit findings, planned measures and quality assurance activities


Qualifications / required skills

  • University degree in information technology, economics, business administration, legal or equivalent professional qualification
  • Key knowledge in the following areas appreciated: Internal Control Framework, Information Risk Management, Internal Audit, Audit Management, Compliance
  • Practical experiences in external audit management or internal/external audits within the banking sector; preferably audit certified (e.g. CISA, CIA, CRMA); alternatively, experienced in the management of the internal control system
  • Accuracy and organizational skills
  • Ability to communicate and negotiate, including the ability to understand complex issues in a way that makes it comprehensible to third parties
  • High level of initiative, dedication and motivation
  • Very good German and English spoken and written

Dedication, team and communication skills, flexibility as well as competent handling of MS Office applications round out your profile. There are numerous good reasons to work for us: responsibility at an early stage, attractive social benefits, an international working environment and a broad variety of career opportunities. Applications from disabled persons are welcome.

Are you interested in working with a pleasant and very dedicated team? Convince us with an appealing application. Please use our online application portal.

Deutsche Börse Group, Human Resources