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Compliance Officer Anti Financial Crime & Investigations (f/m/d)

Date: 03-Aug-2019

Location: Frankfurt am Main, HE, DE

Company: Deutsche Börse Group

Group Company: Deutsche Börse AG

Compliance Officer Anti Financial Crime & Investigations (f/m/d) 

Full-time | Permanent

 

Field of activity

The Compliance Function works in close coordination with the individual business units and group control functions to ensure adherence to national and international laws and regulations applicable to various units of Deutsche Börse Group and its business activities. The compliance function has a proactive role in the identification of possible compliance or reputational risks, including those that may arise in connection with new activities and products. Compliance defines group-wide compliance policies, supports their consistent application across group entities, and also provides centralised services in areas including the prevention of money laundering and terrorist financing, international financial sanctions, anti-corruption, data protection, and the prevention of conflicts of interest and related securities law requirements. Members of the Compliance Function will not only gain experience with various compliance responsibilities, but also have exposure to a broad range of global financial activities.

The role will be part of the Compliance Function to ensure that the group acts with integrity in all areas of its business.

 

Tasks/responsibilities

Anti-Financial Crime:

  • Support the Anti Financial Crime team in its day- to- day tasks and advisory function regarding Anti-Money-Laundering, Anti-Terrorist-Financing and Other Criminal Offences / Fraud specifically for the regulated Financial Services entities within the group
  • Work independently on related topics such as supporting the Compliance reporting requirements, risk analysis, execution of controls, support of external and internal audits and related findings
  • Take over other Compliance tasks, i.e. to ensure reasonable deputation or in order to support other Compliance staff

 

Investigation:

  • Independently conduct investigations and be the Compliance expert in this area of activity
  • Conduct and support internal investigations relating to compliance with applicable laws and regulations, particularly examining allegations of criminal activities and conduct, focusing on market abuse, conflict of interest and financial crime, as well as potential breaches of internal policies and procedures deriving e.g. from monitoring or controls
  • Work independently and collaboratively with other stakeholders, ensuring that necessary support is provided, on time sensitive situations
  • Obtain, utilise and appropriately disseminate records, information and intelligence regarding the suspicious activities
  • Suggest sound decisions and document cases and decisions accurately. Follow up any findings and support mitigating measures to sustainably reduce risk exposure

 

Qualifications/required skills

  • University degree in economics or law or a relevant comparable qualification with at least 2 years of relevant practical experience (e.g. within Audit, Risk, Compliance or other investigative functions)
  • Very good knowledge of relevant European laws and regulations as well as the German laws such as KWG and GwG
  • Proficient to professionally perform and document interviews / inquiries on sensitive topic
  • Sensitive, but insistent approach to investigations with attention to detail and the ability to present complex and sensitive matters in a clear and comprehensive way
  • Organizational skills to ensure accurate and complete documentation of decision making
  • Strong analytical skills including the ability to manage, examine and investigate large quantities of information / exhibits / data
  • Strong individual initiative, high level commitment and motivation
  • Proficiency in written and spoken German and English is required


Dedication, team and communication skills, flexibility as well as competent handling of MS Office applications round out your profile. There are numerous good reasons to work for us: responsibility at an early stage, attractive social benefits, an international working environment and a broad variety of career opportunities. Applications from disabled persons are welcome.

Are you interested in working with a pleasant and very dedicated team? Convince us with an appealing application. Please use our online application portal.


Deutsche Börse Group, Human Resources
www.deutsche-boerse.com

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