Share this Job

Compliance Officer (female/male)

Date: 23-Nov-2018

Location: Frankfurt am Main, HE, DE

Company: Deutsche Börse Group

Group Company: Eurex Clearing AG

Compliance Officer (female/male) 

Full-time | Permanent

 

Field of activity

The Regulation & Compliance team aims to ensure the compliance of Eurex Clearing as the Central Counterparty (“CCP”) and Eurex Frankfurt, as the operator of the exchange Eurex Deutschland (following “Eurex”) with regard to national and international laws and regulations. The aim is to protect Eurex from any harm, which could result from failures to comply with applicable laws and regulations. Therefore, we monitor and on regular basis assess the adequacy and effectiveness of the measures put in place to avoid potential risks of non-compliance. Here, we work in close cooperation with Deutsche Börse Group Compliance. We also advise and assist the people responsible to carry out the Eurex services to comply with the obligations under the applicable regulations.

Located in Eschborn you will work in a highly motivated team to further strengthen compliance controls over the organisational and technical measures across the business areas of Eurex, as one component of a broader compliance approach across the Deutsche Börse Group and Eurex.

 

Tasks/responsibilities

  • Monitor relevant regulatory obligations and requirements under consideration of emerging market practices
  • Establish a control framework and carry out controls as a 2nd Line of Defence with the focus on the adherence of laws and regulations applicable for a derivatives exchange and a clearing house
  • Prepare, develop and maintain relevant risk analysis including risk based derivation of respective control measures
  • Support and monitor the business areas regarding the remediation of identified weaknesses
  • Advise the business areas on compliance questions
  • Preparation of reports to board / management and other relevant bodies
  • Develop and apply compliance policies and monitor their implementation
  • Inform and train employees on relevant compliance topics

 

Qualifications/required skills

  • University degree in economics, law or finance or similar degree in a relevant field of expertise
  • Experience in dealing with regulatory requirements for derivatives exchanges and clearing houses
  • Sound knowledge of relevant regulations, especially EMIR and MiFID II
  • Experience as external auditor, internal auditor or other audit experience would be an advantage
  • Good understanding of financial market infrastructure activities, especially of Central Counterparties
  • Ability to communicate and negotiate, including the ability to understand complex issues in a way that makes it comprehensible to third parties
  • High level of initiative, dedication and motivation
  • Very good German and English spoken and written


Dedication, team and communication skills, flexibility as well as competent handling of MS Office applications round out your profile. There are numerous good reasons to work for us: responsibility at an early stage, attractive social benefits, an international working environment and a broad variety of career opportunities. Applications from disabled persons are welcome.

Are you interested in working with a pleasant and very dedicated team? Convince us with an appealing application. Please use our online application portal.


Deutsche Börse Group, Human Resources
www.deutsche-boerse.com

Keywords: